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BASIC PAPERS
OCCASIONAL
PAPERS ON
INTERNATIONAL SECURITY POLICY
MARCH
2003 • NUMBER 44
US Chemical 'Non-Lethal'
Weapons in Iraq:
A Violation of the Chemical Weapons Convention?
By
David Isenberg
The Non-Lethal Weapons Program
It
is increasingly an Orwellian world. Up is down. White is black.
Invading another country is providing for the defense of your own.
And now, it appears that the use of lethal weapons will be
‘non-lethal’, if, as increasingly appears probable, so-called
‘non-lethal weapons’ (NLW)[i]
are used by the United States in Iraq.
Military
interest in NLW goes back many years. In 1991 then Defense Secretary
Dick Cheney established a Non-Lethal Warfare Study Group chaired by
his undersecretary for policy, Paul Wolfowitz.[ii]
Even back then there was disagreement about how non-lethal such
systems would be. According to an April 1991 memo from Wolfowitz to
then-Deputy Defense Secretary Donald Atwood, NLW “disable or
destroy without causing injury or damage”. But comments written in
the margin, apparently by Atwood, said “This claims too much”.[iii]
The
US-led invasion of Iraq threatens to use new types of NLW, many for
the first time. Some may be used to weaken the ability of Iraq to
fight back by shutting down critical electronic systems. These
include: ‘blackout bombs’, which spit out spools of carbon
filaments to short out power lines; electromagnetic pulses -
"E-bombs" – that fry computer and communication
circuitry; and high-power microwave weapons.[iv]
NLW
advocates have long tried to build support for these systems by
characterizing them as a means of making war more humane. But such
claims are highly questionable. A 1994 Defense Science Board study
noted that “Nonlethal incapacitating chemical agents could lead to
greater lethality by making enemies more vulnerable to lethal
weapons. So, the results of non-lethal weapons are not clear-cut in
all cases.”[v]
Another 1994 study by three military officers noted:
Ironically
several moral issues arise from the use of non-lethal means. The
effects of non-lethal coercion may be similar to those of economic
sanctions; the target country’s leadership may be able to
apportion resources so as to minimize the threat to their own power
while the general populace suffers. For example, although the Iraqi
electrical power generation capability was attacked non-lethally in
the Gulf War, the impact on some civilians (by knocking out power to
hospitals, water treatment plants, sewage systems, etc.) was fatal.[vi]
Riot Control Agents
Another
controversial category of NLW likely to be used in Iraq is toxic
riot-control agents (RCA), such as tear gas, CS gas, and pepper
spray. The media has
reported that the United States is preparing to use such agents in
Iraq particularly if the conflict centers on street fighting in
Baghdad itself, as seems likely.
The
use of riot control agents would possibly break the Chemical Weapons
Convention (CWC), which entered into force in 1997. If US forces
were to use these agents, it would drive a wedge between themselves
and their closest coalition partners, the British Government, which
is opposed to their use. The
CWC bans the use of these agents in battle, not least because they
risk causing an escalation to full chemical warfare.
This applies even though they can be used in civil
disturbances at home. It
is British policy not to allow troops to take part in operations
where riot control agents are employed.
The U.K. Ministry of Defence has reportedly warned the United
States that it will not allow British troops to be involved in
operations where riot control agents are used, or to transport them
to the battlefield.[vii] The International Committee of the Red Cross has also
warned that use of such agents would violate the CWC.[viii]
Nonetheless
the US Marine Corps confirmed that CS gas and pepper spray had
already been shipped to the Gulf.[ix]
Secretary of Defense Donald Rumsfeld testified to Congress on
February 5 that Pentagon officials are fashioning rules of
engagement that could allow the US military to use non-lethal agents
if the United States attacks Iraq.[x]
It
cannot be overemphasized that what Rumsfeld appears to be proposing
would be illegal and a violation of the rules set down by the CWC,
which states that "any chemical which through its chemical
action on life processes can cause death, temporary incapacitation
or permanent harm to humans or animals" is forbidden as a
method of warfare. The
United States, along with some 150 other countries, including the
United Kingdom, have ratified this treaty and are pledged to uphold
it.[xi]
The US ratification included a number of exemptions which might make
permissible – from the US Government’s viewpoint – the uses of
riot control agents that the Department of Defense is contemplating,
even though Article I of the CWC clearly states “Each
State Party undertakes not to use riot control agents as a method of
warfare.”
Yet
a close reading of the text and negotiating record of the CWC shows
that RCA forms both a special class under the CWC and also fall
under the category of ‘toxic chemicals’, with all the
restrictions imposed upon classic chemical weapons.
The US interpretation of the CWC regarding RCA is invalid
because it evades the requirement that prohibit the use of toxic
chemicals, except where intended for purposes not prohibited under
this Convention.
However,
in recent years, the Pentagon has gradually turned to new and
dangerously loose interpretations of the CWC that would allow the
military use of incapacitating chemicals.
The changes in policy amount to a "very serious
assault" on the CWC, warns microbiology professor Mark Wheelis
of the University of California, who has written extensively on
chemical and biological weapons issues:
And
it is being guided by very narrow, shortsighted tactical concerns.
If the United States is allowed to continue to develop
[calmatives] sooner or later we are going to be employing artillery
shells and aerial bombs [loaded with calmatives]. And we are going to have troops trained to use them. If the
United States does this, other countries will follow suit.
The long-term implications are quite profound.[xii]
According
to Wheelis, it amounts to no less than "preparing for chemical
war".[xiii]
As
British chemical warfare expert Alastair Hay noted, Rumsfeld, in his
testimony referred to the CWC as a "straitjacket" limiting
US options in war. What the United States should be able to do, Rumsfeld claims,
is resort to the use of non-lethal agents in combat situations when
there are civilians present and there is a need to preserve life.
He gave two examples. The
first was "when transporting dangerous people in a confined
space", such as within an aircraft. The second was when
"women and children" are trapped with enemy troops
"in a cave”. [xiv]
Most
nations consider that such action is forbidden by international law.
The CWC explicitly forbids the use of riot-control agents
except for domestic law enforcement purposes.
Under the CWC these and other chemicals can also be used for
policing operations if domestic national law permits them.
The exemption applies only to those policing operations and
not to any external armed conflict.
It would be stretching credulity to argue that the current
conflict with Iraq is a simple policing operation.
Furthermore, US armed forces are forbidden by the Posse
Comitatus Act of 1878 and related regulation from domestic law
enforcement.
Incapacitating calmatives:
pharmaceutical weapons
‘Calmative’
gases could also be employed in Iraq.
These are commonly referred to as ‘incapacitating
agents’, and have been in the news since
their use in the rescue of hostages held in a Moscow theater in
October 2002.[xv]
NLW advocates called it a success as most of the hostages
were rescued. But it
should be pointed out that around 16% (120) of the hostages died of
effects of the chemical agent (as well as all of the captors, who
were executed by security forces while they were comatose).[xvi]
Such
lethal consequences are inevitable. When any substance is delivered
through the air it is impossible to control the individual doses.
The fact that surgery patients periodically die while under
anesthesia, which is a far more controlled situation than would
occur with NLW use on the battlefield, illustrates the impossibility
of using calmatives without causing fatalities.
In
fact, as an analysis by the Federation of American Scientists (FAS)
points out, a categorical distinction between lethal and non-lethal
agents is not scientifically feasible. Not only are certain individuals more susceptible to some
agents, but synergy between two different non-lethal agents may make
their combination highly lethal to everyone.
Rational strategies to discover such synergistic pairs will
soon be available. Thus,
the development of multiple non-lethal agents may provide a lethal
CW capability, illustrating the importance of their development to
the integrity of the Chemical Weapons Convention.
Even without synergism, stockpiles of non-lethal weapons and
munitions would defeat a fundamental goal of the Convention, to
exclude completely the possibility of the use of chemical weapons by
preventing states from entering a war with a stockpile of CW whose
use is proscribed, but which might nevertheless be employed under
pressure of military necessity.[xvii]
This
should not have come as a surprise.
According to Julian Perry Robinson, director of the Harvard
Sussex Program on chemical and biological warfare at the University
of Sussex in England, Britain abandoned its program at the Porton
Down research center, active in the 1960s, to seek a usable
calmative agent related to fentanyl.
One reason was that scientists could not find an agent that
would come close to the 2 per cent lethality limit it required of
‘non-lethal’ agents. The US Army also destroyed stocks of the incapacitant it
developed, BZ, a hallucinogen, because of its unreliable effects.[xviii]
Indeed,
even a report released in November 2002 by the National Research
Council, that was generally sympathetic to the idea of NLW use,[xix]
stated:
Chemical
non-lethal weapons programs that deliver chemical contaminants to a
crowd—other than riot control agents—would likely fail in
meeting the Hague requirement for ‘distinction’ as the delivery
method is not isolated and/or cannot be controlled well enough to
prevent the chemical contaminants from affecting people who are not
related to the intended military target.[xx]
It
also noted, “it is unlikely that calmatives in their current form
will be lawful under international law, when used in warfighting
situations.”[xxi]
In
the Moscow theater siege, at around 16%, the
lethality of the chemical calmatives was comparable to that of
conventional lethal technologies such as firearms in military combat
(typically about 35%), artillery (20%), or fragmentation grenades
(10%). In fact, ’lethal’
chemical weapons are comparable; in World War I the lethality of gas
was about 7%. All
currently available chemical incapacitating agents would certainly
fall into this range in normal use, and thus must be considered
lethal technologies, in the same category as traditional chemical
weapons.[xxii]
FAS
developed a mathematical model to predict fatalities from such
agents which found that when an incapacitating agent that is
exceptionally safe by pharmacological standards (therapeutic index
(TI) =1000)[xxiii]
is delivered under ideal conditions to a uniformly healthy
population, 9% of victims would die if the goal were to incapacitate
almost everyone (99%) in a particular place (often an enclosed
space), as in hostage rescue or urban military operations.[xxiv]
Pharmaceutical
substances are seen by some as the key to a new generation of
anti-personnel weapons. Although
it has denied such research in the past, a Pentagon program has
recently released more information confirming that it wants to
deploy pharmaceutical weapons.
Nor
are the physical effects of such agents the only problem they
present. Other potential adverse impacts include:
- Development
of chemical incapacitants by one country will encourage others
to follow suit. As a result, incapacitants would become an
available temptation to the military in many countries for
illegal use in armed conflict.
- Incapacitants
in the hands of the military were routinely used in Vietnam as
adjuncts, not alternatives, to lethal force. Such use was later
determined to violate the rules of war, as subsequently codified
in the 1977 Additional Protocol I Related to the Protection of
Victims of International Armed Conflicts and two earlier
international treaties.[xxv]
- Once
developed, chemical incapacitants are likely to proliferate to
terrorists and other non-state actors, thereby increasing their
lethal reach. According to the Center for Nonproliferation
Studies tear gas was used 27 times in 1999 by nonstate actors.[xxvi]
US Deployment
According
to the Sunshine Project, the Joint Non-Lethal Weapons Directorate (JNLWD)
and the US Army's Soldier Chemical Biological Command (SBCCOM) are
leading the research. Of interest to the military are drugs that target the brain's
regulation of many aspects of cognition, such as sense of pain,
consciousness and emotions like anxiety and fear.
JNLWD is preparing a database of pharmaceutical weapons
candidates, many of them off-the-shelf products, and indexing them
by manufacturer. It
will choose drugs from this database for further work and, according
to Rumsfeld, if President Bush signs a waiver of existing US policy,
they may be used in Iraq. Delivery
devices already exist or are in advanced development.
These include munitions for an unmanned aerial vehicle or
loitering missile, and a new 81mm chemical mortar round.
And
despite internal concerns the Pentagon appears to be proceeding with
plans to field such agents. In
late 2002 the media reported that the US military has initiated a
plan to research and develop so-called non-lethal chemical agents for
a wide range of possible civilian and military purposes. The plan calls for demonstrating the feasibility of a
‘safe, reliable’ chemical immobilizing agent or agents for non-lethal
applications in appropriate military missions and law
enforcement situations, according to the document, Chemical
Immobilizing Agents for Non-lethal Applications, a solicitation
for corporate bids to perform the research.[xxvii]
[i]
The military has also used other terms, such as “low
lethal,” “mission kill,” and “soft kill,” in an effort
to categorize systems that do not directly purport to inflict
casualties or cause large-scale property damage. Source: Lt.
Col. Alan W. Debban, “Disabling Systems: War-Fighting Option
for the Future,” Airpower Journal, Spring 1993, p. 45.
[ii]
David C. Morrison, “Bang! Bang! You’ve Been Inhibited,” National
Journal, March 28, 1992; Neil Munro and Barbara Opall,
“Military Studies Unusual Arsenal,” Defense News,
Oct. 19-25, 1992; Thomas E. Ricks, “New Class of Weapons Could
Incapacitate Foe Yet Limit Casualties,” Wall Street Journal,
January 4, 1993, p. 1.
[iii]
Defense Week, August 1, 1994, p. 4.
[iv]
Brad Knickerbocker, “Can New Arms Cut Casualties?: Iraq war
could test weapons aimed at stifling electronics and controlling
large groups, but they raise ethical issues; Christian
Science Monitor, March 11, 2003, p. 1.
See also David A. Fulghum, “ALCMS Given Nonlethal
Role,” Aviation Week & Space Technology, February
22, 1993, p. 20; David A. Fulghum, “EMP Weapons Lead Race For
Non-Lethal Technology,” Aviation Week & Space
Technology, May 24, 1993, p. 61; and William M. Arkin,
“'Sci-Fi' Weapons Going To War,” Los Angeles Times,
Dec. 8, 2002 , p. M1. An undisclosed portion of the 282 Tomahawk
sea-launched cruise missiles fired into Iraq during the Gulf War
carried spools of carbon-fiber that short-circuited Iraqi
electrical facilities. Source:
David C. Morrison, “War Without Death?,” National Journal,
Nov. 7, 1992. High-power microwave (HPM) warheads have been
under development in classified programs in the USA for a number
of years. They can
operate by converting the energy released from a conventional
explosive into radio-frequency energy, which then causes
disruption of electronic systems which are not hardened against
them.
[v]
Report of the Defense Science Board Task Force on Military
Operations in Built-Up Areas (MOBA), November 1994, Office
of the Under Secretary of Defense For Acquisition and
Technology, p. 33.
[vi]
Col. John L. Barry, LTC Michael W. Everett, Lt. Col Allen G.
Peck, Nonlethal Military Means: New Leverage for a New Era,
Policy Analysis Paper 94-01, National Security Program, John F.
Kennedy School of Government, Harvard University, 1994, pp.
15-16.
[vii]
Ibid.
[viii]
Severin Carrell, “Use of CS gas in Gulf is illegal, says Red
Cross,” Independent, March 9, 2003.
[ix]
Geoffrey Lean and Severin Carrell, “US prepares to use toxic
gases in Iraq,” The Independent, March 2, 2003, http://news.independent.co.uk/world/americas/story.jsp?story=383006.
[x]
By David McGlinchey, “Rumsfeld Says Pentagon Wants Use of
Nonlethal Gas,” Global Security Newswire, Feb. 6, 2003,
http://www.nti.org/d_newswire/issues/thisweek/2003_2_6_chmw.html.
Rumsfeld’s support for chemical agents might be explained by
the fact that from 1977 to 1985, Rumsfeld was the President and
CEO of Earle Pharmaceuticals. After Rumsfeld's tenure, Earle was
bought by Monsanto, which itself was subsequently taken over by
Pharmacia. Pharmacia kept Earle when it spun-off Monsanto's
agricultural division as 'new' public company.
[xi]
Andorra deposited its instrument of accession to the CWC on 27
February 2003 with the United Nations Secretary General. It will
become the 151th State Party on 29 March 2003, 30 days after it
has deposited its instrument of ratification. Source: http://www.opcw.org/html/db/members_frameset.html.
[xii]
Bill Messer, “The
Pentagon's 'Nonlethal' Gas: Calmatives--chemical
weapons made to evade chemical weapons treaties,” Nation,
February 17, 2003, p. 19.
[xiii]
Bill Messer, “The
Pentagon's 'Nonlethal' Gas: Calmatives--chemical
weapons made to evade chemical weapons treaties,” Nation,
February 17, 2003, p. 19.
[xiv]
Alastair Hay, “Out Of The Straitjacket,” London Guardian,
March 12, 2003.
[xv]
For detail see The Moscow Theater Hostage Crisis:
Incapacitants and Chemical Warfare, by the Chemical and
Biological Weapons Nonproliferation Program, Center for
Nonproliferation Studies, Monterey Institute of International
Studies, http://cns.miis.edu/pubs/week/02110b.htm.
[xvi]
Lynn Klotz, Martin Furmanski, and Mark Wheelis, Beware the
Siren’s Song: Why “Non-Lethal” Incapacitating Chemical
Agents are Lethal, March 2003, http://www.fas.org/bwc/non-lethal.htm.
[xvii]
Non-Lethal Chemical and Biological Weapons,
Federation of American Scientists Working Group on Biological
Weapons, November 2002, http://www.fas.org/bwc/papers/non-lethalCBW.pdf.
[xviii]
Stephen Fidler, “Suicide terror revives quest for a safer
gas,” Financial Times, December 4, 2002.
[xix]
Military Urged on Nonlethal Weapons, November 5, 2002, http://abcnews.go.com/wire/Politics/ap20021105_485.html;
and William J. Broad, “Report Urges US to Increase Its Efforts
on Nonlethal Weapons,” New York Times,
November 6, 2002.
[xx]
An Assessment of Non-Lethal Weapons Science and Technology,
Committee for an Assessment of Non-Lethal Weapons Science and
Technology, Naval Studies Board, Division on Engineering and
Physical Sciences, National Research Council of the National
Academies, (Pre-Publication Copy), p. 2-37.
[xxi]
Ibid, p. 239.
[xxii]
Klotz, Furmanski, and Wheelis, pp. 7-8.
[xxiii]
The safety of a drug is commonly expressed as its therapeutic
Index (TI), which is the ratio of drug concentration causing 50%
fatalities to the concentration causing the desired effect in
50% of cases. For
an incapacitating agent, a TI of 1000 means it will take 1000
times more drug to kill 50% of victims than to incapacitate 50%.
Most anesthetics have TIs well below 100.
[xxiv]
Chemical Incapacitating Weapons Are Not Non-Lethal,
Federation of American Scientists Working Group on Biological
Weapons Position Paper, January 2003.
[xxv]
The Threat of Chemical Incapacitating Agents, Federation
of American Scientists Working Group on Biological &
Chemical Weapons Position Paper, March 2003.
[xxvi]
Gavin Cameron, Jason Pate, Diana McCauley, & Lindsay DeFazio,
“1999 WMD Terrorism Chronology: Incidents Involving
Sub-National Actors and Chemical, Biological, Radiological, and
Nuclear Materials,” The Nonproliferation Review, Summer
2000, Volume 7 · Number 2.
[xxvii]
David Ruppe, “US Military Studying Nonlethal Chemicals,”
Global Security Newswire, Nov. 4, 2002,
http://www.nti.org/d_newswire/issues/newswires/2002_11_4.html#1.
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