|
APRIL
2000 • NUMBER 31 • ISSN 1353-0402
Anarchy in
Action:
Western Policy on Weapons of Mass
Destruction
By Daniel Plesch
The year 2000 will see
much debate on nuclear weapons. New objectives for nuclear
non-proliferation and disarmament will be debated in New York in
April and May 2000 at the Nuclear Non-Proliferation Treaty (NPT)
Review Conference. The US and Russia will discuss arms reductions
and ‘anti-missile-missiles.’ Conservatives in the US regard
possible arms control progress in these areas as undermining US
security.
However, nuclear
non-proliferation and disarmament policy is of vital importance to
international security. Western policy makers highly value their own
nuclear weapons but seek to prevent other countries from procuring
them. The question of linking non-proliferation with disarmament is
one which governments should review. Is the “Do as we say, not as
we do” strategy sustainable?
The structure of global
non-proliferation and arms control is impressive, but the political
foundations that underpin the structures are being destroyed.
Nuclear proliferation has accelerated since the end of the Cold War,
with the actions of India, Iraq, Iran, North Korea and Pakistan.
With increased focus on creating a national missile defense (NMD)
system, the United States is no longer a reliable leader in the area
of international legal controls on nuclear and other armaments. Its
actions reinforce a steadily strengthening view against relying on
mutual nuclear deterrence in national strategy.
In recent months there
has been much ‘sabre-rattling’ with nuclear weapons. Last
winter, then-President Boris Yeltsin used Russia’s nuclear status
as a warning to the West to keep its distance as Russian forces
rolled into Chechnya, and in February the US and China exchanged
scarcely veiled threats over Taiwan.[2]
All the while, India and Pakistan continued their rivalry.
It is necessary to
rebuild the foundations of non-proliferation and disarmament policy.
Open global negotiations at the UN on a verifiable multilateral ban
on nuclear weapons should involve India, Pakistan and Israel and
create a new and positive momentum. The NPT conference will discuss
a new five-year agenda of benchmarks and objectives. It should
include the opening of such negotiations, the full implementation of
START III, and a discussion in the UN Security Council of nuclear
weapons doctrines.
Another avenue for
advancing a nuclear policy shift has opened as NATO discusses a new
arms control strategy. This process is designed to stem
proliferation through arms control and deserves as much political
support as military counter-proliferation measures. US support for
NMD is itself a radical change in nuclear policy, requiring a
thorough review by NATO of its own nuclear strategy. If mutual
deterrence is no longer to be at the heart of the strategy, what are
the implications? Does negotiated threat elimination offer benefits
that a combination of offensive and defensive systems does not?
Nuclear
non-proliferation and disarmament policy is of vital importance to
international security. This
assumption is based upon the idea that the more states possess
nuclear weapons, the more likely nuclear war becomes, and that such
a war would either directly or indirectly have disastrous results
for the world in general as well for those states directly involved.
Modern proliferation
policy was created in the 1960s.
At its heart is the nuclear Non-Proliferation Treaty (NPT).
Based on a resolution sponsored by Ireland in the UN General
Assembly, negotiation of the NPT resulted from an initiative by the
United States. This initiative in turn arose from an internal review
of US policy towards nuclear proliferation. The US at that time
rejected the view that extensive proliferation was acceptable and
also rejected the idea of creating a considerable number of client
nuclear powers. The result has been a policy of “Do as we say, but
not as we do.” For the West, nuclear weapons are regarded as a
source of instability when in the possession of other states, but a
source of stability when in the possession of Western states and
their allies.
The
structure of global non-proliferation and arms control is
impressive. The NPT is supported
by the Comprehensive Test Ban Treaty (CTBT) and Nuclear Weapons Free
Zones (NWFZs).[3]
Each NWFZ is further strengthened by its own treaty and set of
protocols tying it into the broader non-proliferation regime.
Bilateral reductions of the Russian and US arsenals have been
brought about under the aegis of the Strategic Arms Limitation
Treaty (SALT) and Strategic Arms Reduction Treaty (START) talks and
this process is projected to continue for years. In addition, there
are global conventions banning biological and chemical weapons, and
a new verification protocol to the Biological and Toxin Weapons
Convention (BWC) is being negotiated.[4] Many nuclear weapons states also participate in
data-exchange and information-sharing arrangements. Four groups
regulate the transfer of sensitive technologies: the Zangger
Committee, the Nuclear Suppliers Group, the Australia Group and the
Missile Technology Control Regime.[5]
Oceans and outer space have been denuclearized by the Seabed
Treaty and Outer Space Treaty. A burgeoning list of regional and
technical security regimes and secretariats contribute to the
maintenance of strategic stability.
Accelerating
nuclear proliferation since the end of the cold war is destroying
the political foundations that underpin the structures of
non-proliferation. In the 1970s
and 1980s there was little change in the number of states having or
believed to have nuclear weapons. In the last decade two non-NPT
states have acquired nuclear weapons capability: India and
Pakistan. The Indian government maintains that prolonged and
failed attempts to engage the Nuclear Weapon States (NWS) in
disarmament talks led to its decision to pursue nuclear weapons
testing. Western policy makers dismiss this, and often state that
their nuclear policies do not encourage proliferators. However, the
similarity of Indian and Pakistani nuclear doctrines to NATO policy
provides additional contrary evidence. Little action has been taken
by the West or the broader international community to change these
states’ policies. This stance fits the long-term pattern of US-led
policy, which is to oppose proliferation until it happens and then
reach an accommodation with the proliferator after the fact. Indian
and Pakistani actions have neither resulted in new disarmament
initiatives that include them, nor in significant penalties being
imposed against them.
These two states sought
to acquire nuclear status after the NPT was made permanent in 1995,
an action which they felt allowed NWS to keep their arsenals
indefinitely. India in
particular had long declined to accept permanent ‘second class
status’. Their decisions also came after the CTBT imposed upon
them the responsibility of signing the Treaty for it to enter into
force, resulting in extra pressure on their political processes.
They regard the CTBT as discriminatory since the existing NWS are
pursuing new methods of testing including computer modeling and
simulation, above ground tests, and laser fusion to continue the
development of new weapons. These methods are not available to India
and Pakistan, or only to a limited degree. Israel is the other
nuclear armed state outside the NPT, and no attempt has been made by
the NWS to bring Israel into international regimes.
Two NPT members, Iraq
and North Korea, have made partially successful attempts to
become nuclear powers; Iran is widely believed to be pursuing a
similar path. The NPT has played an important role in providing the
basis for constraining them. The experience with Iraq has
strengthened the view of some that Nuclear, Biological and Chemical
(NBC) proliferation cannot be controlled, and that there is no
international will to do so. The early spectacular successes of the
UN Special Commission (UNSCOM) were based upon an unprecedented
consensus in international affairs at the end of the Cold War. The
early UNSCOM experience remains an example of the tangible security
benefits that result from a political investment in achieving
international consensus.
Western
policy makers give a broad positive value to their own nuclear
weapons. The US bases its sense
of security on them, as reinforced in the Defense Secretary’s
annual report for 2000: “Nuclear forces and missile defenses are
critical elements of US national security and will remain so into
the future […] serving as a hedge against an uncertain future and
as a guarantee of US commitments to its allies.”[6]
The 1999 NATO Summit
made clear that nuclear weapons were not merely for use in response
to a nuclear attack on the Alliance. Its Strategic Concept stated:
“Nuclear weapons make a unique contribution in rendering the risks
of aggression against the Alliance incalculable and unacceptable.
Thus they remain essential to preserve peace. […] They
demonstrate that aggression of any kind is not a rational option.”
[Emphasis added] NATO also described the Alliance’s strategic
nuclear forces as “the supreme guarantee of the security of the
Allies,” and noted: “Nuclear forces based in Europe and
committed to NATO provide an essential political and military link
between the European and North Atlantic members of the Alliance.”[8]
It is often asserted that without nuclear weapons the UK would no
longer be able to claim any special reason for holding onto its
permanent seat on the UN Security Council.[9]
Western
states actively prevent other countries from procuring nuclear
weapons. Every country except
Cuba, India, Israel and Pakistan has now joined the NPT.[10]
Its value to non-nuclear states was recently described by John Holum,
State Department Senior Advisor for Arms Control and International
Security, as being the prevention of regional nuclear arms races.[11]
The vast majority of the world’s states, as represented by the
Non-Aligned Movement and the New Agenda Coalition, take the view
that the NPT is mainly a very different sort of bargain.
In their opinion, they have agreed never to obtain nuclear arms
providing that the states with nuclear weapons agree to carry out
nuclear disarmament, as stipulated in Article VI of the NPT and the
Principles and Objectives of the 1995 Review Conference. The NWS
repeat their commitment to nuclear disarmament but generally regard
it as an ultimate goal. They
have not agreed to begin discussions on how to achieve it, arguing
that interim steps must be achieved first. The question of
linkage of non-proliferation with disarmament is one which
governments should review. Is the “Do as we say, not as we do”
strategy sustainable?
Over several decades the
application of political power has helped sustain the Western policy
of denying access to nuclear weapons to new states. There have been
failures – France, China, India, and Pakistan were all pressured
by the US not to go nuclear. A series of arrangements designed to
control exports of dual use nuclear and chemical items has been
created. For example, they prohibit missile transfers to specified
states whilst permitting them among Western allies. These kinds of
discriminatory arrangements are resented by non-Western states, and
this resentment contributes to demands for the NWS to fulfill their
NPT Article VI obligations to negotiate nuclear disarmament.
A key element of
preventing proliferation in US policy has also been to offer to use
its nuclear weapons on behalf of allies such as Japan, South Korea
and its partners in NATO, partly to persuade them that they need not
develop their own nuclear weapons. In the cases of Belgium, Germany,
Greece, Italy, the Netherlands and Turkey, this ‘nuclear
umbrella’ allows them to use US nuclear weapons in wartime.[13] This
‘sharing’ of nuclear weapons is an arrangement to which South
Africa and many other states have taken exception.[14]
China, France and
Russia, the other acknowledged nuclear powers, have also
participated in an arms control process of denying others access to
nuclear weapons and other weapons of mass destruction to varying
degrees. They are parties to the BWC, the Chemical Weapons
Convention (CWC), the NPT and the CTBT. Russia has bilateral
agreements with the US on nuclear arms reductions and to prohibit a
national ‘anti-missile-missiles’ system through the
Anti-Ballistic Missile (ABM) Treaty. However, where national
interest was thought to require it, the existing nuclear powers have
played a role in creating others.
The US assisted the UK and France after they had shown they
could develop their own weapons. France assisted Israel and Iraq,
China is thought to have assisted Pakistan, and Russia is assumed to
have given limited assistance to India. Non-proliferation goals
were, in these cases, simply ignored.
The United
States is no longer a reliable leader in the area of international
legal controls on nuclear and other armaments. The
rejection of the CTBT by the US Senate and the wider desire to
withdraw from the ABM Treaty are not aberrations in US politics.
Neither the US President nor his Secretaries of State or Defense
exerted themselves to ratify the CTBT. The political leaders in
Congress and the Administration who supported the Treaty while it
was being negotiated are no longer in office.
The Clinton
Administration has shown little interest in pursuing strategic arms
control with Russia. Whereas President Bush had concluded the START
II Treaty before START I had been ratified, the present
Administration and Congress have been content to wait on the lengthy
ratification processes for the first two treaties before moving to
START III. This Administration did not continue the process of
reciprocal unilateral arsenal reductions pioneered by President
Bush. It can only be hoped that this is changing. There is some
political momentum behind the idea of mutual ‘de-alerting’ of
strategic forces.
The growing rejection of
arms control prevented US adherence to the anti-personnel landmines
treaty and the International Criminal Court, created damaging
amendments to the ratification of the CWC, and is currently leading
the US to reject an effective verification protocol to the BWC. The
‘anti-arms control view’ in the US assumes that Russia has
violated the BWC and the START Treaty, that Iraq and North Korea
have shown the uselessness of non-proliferation regimes, and that
controls only place limits. There is some truth in these views.
However, arms control does not have to be perfect to be useful.
Military force is a limited and sometimes counter-productive policy
tool but these limitations do not result in abandoning military
force altogether. [15]
There is a
steadily strengthening view in the US against relying on mutual
nuclear deterrence in national strategy. The
idea that Americans must not be threatened with any kind of missile
has led the Administration to consider deployment of NMD within five
years and many within the Republican Party to reject the ABM Treaty
out of hand.[16]
It is important to note that the rejection of mutual deterrence does
not indicate any desire by US policy makers to attack any other
state, merely that the US should not be inhibited in
politico-military action that it may be wish to take.
It should also be noted
that there is considerable evidence that ‘rogue’ missile threats
have been grossly exaggerated.[17]
France and the UK, the other NATO nuclear powers, simply do not
accept that there is any credible threat. Geoff Hoon, the UK Defence
Minister, recently told the House of Lords: “Our current
assessment is that there is no significant ballistic missile threat
to the UK at present, but developments continue to be monitored
closely.”[18]
French Defence Minister Alain Richard noted recently:
“Ballistic proliferation is a concern for us as it is for you,
even though the domestic debate here is far more intense on this
issue and even if we do not draw the same conclusions from similar
threat analyses.”[19]
Governments may wish to examine the nature of these threats and
consider whether exaggerating threats only serves to strengthen the
hand of potential adversaries.
The rationale for
missile defences against ‘rogue states’ rejects the idea that
they should be permitted to threaten the US. The acceptance of such
threats was the basis of the deterrence idea of ‘Mutual Assured
Destruction.’ US policy makers reject the idea of being deterred
by ‘lesser’ states such as Iraq or Libya. It is also thought
that where an opponent is deemed irrational, a deterrence which
relies on rationality and insight into one’s opponent’s mind-set
is not a reliable tool. Some, such as General George Lee Butler,
Commander-in-Chief of US Strategic Command from 1992-1994, believe
that deterrence was always a false basis for policy throughout the
Cold War, and was “a conversation we had with ourselves”.[20]
The word ‘deterrence’ became an unassailable brand name that
could sanctify any policy.
Less clearly stated by
NMD proponents is the rejection of mutual deterrence with respect to
Russia and China. The combination of ready nuclear missiles and
missile defences in the US arsenal may provide a counter-force or
first strike capability. Limited missile defences in this case have
only to manage a few forces which may survive after they have been
attacked with precision conventional weapons and nuclear weapons.
Today, land-based mobile missiles alone constitute a Russian assured
‘second-strike’ deterrent and under START II they will be
confined to single warheads.
The US position in the
present START III and ABM discussions with Russia provides a useful
insight. So far, the US refuses to go below a floor of 2,000-2,500
ready long-range warheads, although Russia prefers a level of 1,500
or even fewer. Thus the US is prepared to see Russia retain twice as
many warheads as it wishes to. One reason is that the US has little
confidence that Russia will be able to field such a force. The other
is that the US Single Integrated Operational Plan requires some
2,000 warheads to target all Russian nuclear forces and key national
capabilities. China has a force of around 20 long-range missiles and
is so far only slowly increasing them. Against China, US missiles
and defences offer an even more powerful combination. There have
been some reports that US nuclear weapons are also needed to target
‘rogue states;’ however, even if there were any credible
targets, the numbers involved are tiny.[21]
Policy discussion about
the value of nuclear weapons in mutual deterrence or counter-force
rarely examines how they might be used. The failure to think through
nuclear targeting may result in the West basing its policy on an
instrument which in the end is unusable.[22] US
Generals Butler, Charles Horner, and Colin Powell, who were
responsible for nuclear planning in the Gulf War, all found no way
they could be used effectively, and yet the Gulf War is routinely
cited by those who had no such responsibility as being the type of
occasion when nuclear weapons are useful.
States
must move to rebuild the foundations of non-proliferation and
disarmament policy. A business as
usual approach to non-proliferation policy has been ineffective, and
unchanged policy is unlikely to be any more effective. Further
nuclear proliferation in Asia and the increasing deployment of
missile defences are the likely next phases of a familiar
action-reaction cycle. The military axiom that defensive
capabilities always develop more slowly than offensive ones will
only fuel this new arms race.
It may be argued that
missile defences will not work, will create an arms race and are too
expensive. These arguments are less and less influential in
Washington. Similarly, Western leaders believe that there is no
political cost if they do not act more swiftly to fulfill
disarmament obligations.
The lack of support for
the International Atomic Energy Agency’s new safeguards regime and
the Indian and Pakistani actions are not regarded by US policy
makers as resulting from lack of action on disarmament by the
nuclear weapon states. On the issue of
‘anti-missile-missiles’ it can be argued that eliminating
the threat through arms control and disarmament is a far better
option than last-ditch defence or relying on an ineffective defence
and an unusable response. On one critical point disarmament
advocates and missile defence advocates agree: Mutual Assured
Destruction is not a rational policy. Ronald Reagan compared it to
Russian roulette. Governments may also wish to reassess the value
of the idea of mutual deterrence.
Governments
should consider whether to support measures that would change or
scrap the ABM Treaty. In the
spring of 2000, many states urged Moscow to make a decision on START
II and ABM adjustments. However,
the issue of missile defences should not be left to the Russians and
Americans alone to decide; events across Asia, from the Middle East
to China, will be impacted by this new military technology as well.
A full review of
non-proliferation policy should also consider the impact of the rise
of humanitarian intervention as a principle overriding state
sovereignty. If the
application of the principle is seen to be arbitrary and without
legal authority, it may lead to states fearing that they may be
attacked and increase the demand for WMD. While such concerns may
seem remote to Western analysts, perceptions are different in
countries which have experienced only half a century of freedom from
colonialism after a century or more under one empire or another.
The disarmament approach
may not be the only solution but it is clearly the Cinderella of
international policy at the present time. If disarmament policies
are thought to have any significant chance of improving national and
international security, they need immediate and strong
reinforcement.
Non-proliferation and
disarmament policy is being discussed in a number of international
negotiations. Western states should reassess their own nuclear
doctrines and state that they will only use nuclear weapons in
response to a nuclear attack on themselves.
The world’s foremost
disarmament negotiating body is the Conference on Disarmament at
Geneva. The vast majority of states support opening multilateral
talks aimed at agreeing a Convention banning nuclear weapons
worldwide. Support for commencing such talks now would not require
any action by the nuclear weapons states affecting their forces
since a nuclear disarmament convention will take many years to
negotiate. Many states have argued that the lack of progress in
disarmament incites proliferation and reduces international
political will to act against it. The opening of nuclear disarmament
talks would provide a useful test of this proposition. There is
nothing to lose and much to gain from starting the process.
A final agreement may
involve a succession of stages. The verification regime and the need
for action against states breaking out of the Treaty are but two of
the issues which need to be explored. Bringing India, Israel and
Pakistan into a dialogue with the other nuclear powers on banning
nuclear arms would help reduce tension and particularly act as a
safety-valve in South Asia. Holding such a dialogue in the UN’s CD
would involve a broad range of non-nuclear states and not give the
‘newcomers’ any special status.
The Conference on
Disarmament is attempting to begin talks on a Fissile Material
Cut-off Treaty. The Treaty under consideration at present is far too
limited in scope either to be effective or to receive sufficient
political support. It must include all types of fissile material in
all states. However, the present logjam should not be permitted to
delay progress in other areas.
The NPT
conference will discuss a new five year agenda of benchmarks and
objectives for non-proliferation and disarmament. Governments
should examine the commitments made in 1995 to the Enhanced Review
Process, the Principles and Objectives, and the statement on the
Middle East. New NPT benchmarks and Objectives already favoured by
many states include:
1. Accepting as
authoritative the Advisory Opinion of the International Court of
Justice concerning Article VI, adopted unanimously, which states
that: “There exists an obligation to pursue in good faith and
bring to a conclusion negotiations leading to nuclear disarmament in
all its aspects under strict and effective international control;
2. Urging that the
Russian Federation and the United States bring the START II Treaty
into force without delay, to
commence negotiations on START III with a view to its completion by
2005, and to work with the P5 towards a statement at the Review
Conference that these negotiations are an important step on the road
to implementation of Article VI obligations;
3. Seeking a UN Security
Council discussion of the nuclear weapons doctrine of its permanent
members; and,
4. Reaffirming the
central role of the CTBT as a disarmament treaty by stating that
research and development on qualitative nuclear warhead improvements
will not be undertaken, either alone or in partnership with other
nuclear weapon states.
NATO has
begun a comprehensive policy review of confidence and security
building measures, verification, arms control and disarmament.
NATO members should consider proposing a range of
measures, additional to those already mentioned, including:
1. Beginning a formal
review of nuclear strategy. The US unilateral consideration of
moving away from mutual deterrence towards relying on offensive and
defensive missiles fundamentally alters the Alliance’s nuclear
strategy. If mutual deterrence is not to be acceptable, perhaps
threat elimination through arms control should be examined at least
as seriously as defences. In addition, the concerns of the
international community over the compatibility of NATO strategy with
Negative Security Assurances and Articles I and II of the NPT need
to be addressed.
2. Affirming that NATO
will never be the first to use a nuclear weapon in any
circumstances, that the Alliance will cease to prepare the wartime
transfer of nuclear weapons to its non-nuclear members and nuclear
weapons are no longer needed to link Europe and North America since
this link is based upon shared values. Facilitating NATO-Russia
negotiations on eliminating remaining tactical nuclear weapons since
these weapons are a source of considerable concern to both parties.
3. Discussing measures
to fully implement the NPT as described above. The Alliance
successfully led the way in 1993 in calling for the NPT to be made
permanent in 1995. It has a collective responsibility to implement
the agreements that made the 1995 decision possible. A common
Alliance position on implementing the NPT is needed.
4. Preventing the
Alliance from being split by the United States over the issue of
missile defences. The Alliance should not endorse changes to the ABM
Treaty or become engaged in the use of facilities in European member
states for strategic missile defence.
5. Evaluating why the
Alliance is less engaged in arms control of all kinds at present
than during the Cold War. Little is currently taking place in the
NATO internal discussion on arms control. Governments may also wish
to consider why there is so much more momentum to the military
aspects of countering proliferation.
Daniel Plesch is
Director of BASIC.
[2] The
official Chinese military newspaper, Liberation Army Daily,
stated that US intervention in a conflict between China and Taiwan
would result in “serious damage” to US security interests in
Asia and warned that China “is a country that has certain
abilities of launching strategic counterattack and the capacity of
launching a long-distance strike.” US Under Secretary of Defense Walter
Slocombe responded that China would face “incalculable
consequences” if it used force against Taiwan. “Pentagon Issues
Warning to China; US Officials Criticize Beijing's Broadening of
Reasons to Use Force Against Taiwan,”
Washington Post, 23 February 2000, p. A16
|